| Banks in Any Capacity |
This field allows you to search on a bank acting in any of
the four capacities of Lead Manager, Co-Manager, EMTN Arranger, and EMTN
Dealer.
Use Boolean operators to apply logic
to your search. |
| Co-Manager |
This field allows you to search the co-manager(s) of the issue.
The co-manager is the bank that co-underwrites the deal with the lead-manager(s)
and the other co-manager(s), if any. They underwrite a smaller amount than
the lead manager. There are usually more co-managers than lead managers on
a deal.
Programmes do not have co managers. The banks that help distribute securities
on a programme are called dealers. We offer a separate field for dealers.
In pricing supplements, the co manager is found from the list of banks that are
either called:
- dealers
- managers
- co-managers
- underwriters
- brokers
Use Boolean operators to apply logic
to your search. |
EMTN Arranger |
This field allows you to search the EMTN arranger(s) of the programme.
The bank(s) that arranged the programme is called an arranger.
Arrangers normally only appear in programmes and pricing supplements that are
issued under a programme.
Use Boolean operators to apply logic
to your search. |
| EMTN Dealer |
This field allows you to search the EMTN sealer(s) of the programme.
A dealer is a bank invited by the Issuer to help sell securities that the issuer
will issue under a programme.
On a pricing supplement, the dealer may appear as:
- stabilising manager
- underwriter
- bank that can decide on over allotments
Use Boolean operators to apply logic to your search. |
| Law Firm in Any Capacity |
This field allows you to search a law firm or lawyer acting as lawyer
to Issuer or lawyer to syndicate.
Use Boolean operators to apply logic
to your search. |
| Lawyer to the Issuer |
This field allows you to search the lawyer to the issuer.
A lawyer to the issuer advises the issuer on the legal aspects of the securities
it is about to issue.
Use Boolean operators to apply logic
to your search. |
| Lawyer to the Syndicate |
This field allows you to search the lawyer to the syndicate.
A lawyer to the syndicate advises the lead manager(s), co-manager(s) arranger(s),
and dealer(s) on the legal aspects of the securities that are about to be issued.
Use Boolean operators to apply logic
to your search. |
| Lead Manager |
This field allows you to search the lead manager(s) of the issue. The
lead manager is the lead bank that received the mandate from the issuer
to put the deal together. This is always mentioned first, at either the
top left
or top center on the cover page or in the bank table of a pricing supplement.
There can be more than one lead manager on a deal.
Programmes do not have lead managers. The banks that lead a programme are called
arrangers. We offer a separate field for arrangers.
In pricing supplements, the lead manager is often called:
- stabilising manager
- underwriter
- bank responsible for the allotments of the bonds
- broker or dealer
- co-lead managers
- market maker
In equity deals, the lead manager is often called:
- sponsor
- global co-ordinator
- placing agent
When any of these names are used and it is clear that the bank is in a lead role,
we record them into the Lead Manager field.
Use Boolean operators to apply logic
to your search. |
